| 2025-11-14 | Form ADV | NOVAQUEST CAPITAL MANAGEMENT, L.L.C. | MANAGEMENT COMMITTEE MEMBER | RALEIGH, NC |
| 2012-11-14 | Form D | NovaQuest Pharma Opportunities Fund III, L.P. | Director | RALEIGH, NC |
| 2013-05-03 | Form D | NovaQuest Co-Investment Fund I, L.P. | Director | RALEIGH, NC |
| 2015-06-11 | Form D | NovaQuest Pharma Opportunities Fund IV, L.P. | Director | RALEIGH, NC |
| 2015-12-28 | Form D | NovaQuest Pharma Opportunities Fund IV (Co-Invest), L.P. | Director | RALEIGH, NC |
| 2015-12-28 | Form D | NovaQuest Pharma Opportunities Fund IV (Parallel), L.P. | Director | RALEIGH, NC |
| 2016-01-28 | Form D | NovaQuest Co-Investment Fund IV, L.P. | Director | RALEIGH, NC |
| 2018-09-26 | Form D | NovaQuest Private Equity Fund I, L.P. | Director | RALEIGH, NC |
| 2019-06-21 | Form D | NovaQuest Pharma Opportunities Fund V (Delaware), L.P. | Director | RALEIGH, NC |
| 2019-06-21 | Form D | NovaQuest Pharma Opportunities Fund V, L.P. | Director | RALEIGH, NC |
| 2017-07-13 | Form D | NovaQuest Co-Investment Fund VI, L.P. | Director | RALEIGH, NC |
| 2018-05-23 | Form D | NQ PE Project Inca, L.P. | Director | RALEIGH, NC |
| 2018-05-23 | Form D | NQ PE Project Inca (Parent), L.P. | Director | RALEIGH, NC |
| 2018-07-02 | Form D | NQ PE PROJECT KIT, L.P. | Director | RALEIGH, NC |
| 2020-08-14 | Form D | NQ PE PROJECT CONSTELLATION, L.P. | Director | RALEIGH, NC |
| 2023-06-23 | Form D | NovaQuest Animal Health Opportunities Fund (Delaware), L.P. | Director | RALEIGH, NC |
| 2023-06-23 | Form D | NovaQuest Animal Health Opportunities Fund, L.P. | Director | RALEIGH, NC |
| 2024-06-12 | Form D | NovaQuest Pharma Opportunities Fund VI, L.P. | Director | RALEIGH, NC |