Thomas B Ellis of Louisville, KY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas B Ellis appears on 7 filing roles across Form D (6), Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | M&I FINANCIAL ADVISORS, INC. | DIRECTOR | MILWAUKEE, WI |
| 2021-07-26 | Form D | NORTH RUN QUALIFIED PARTNERS LP | Promoter | WELLESLEY, MA |
| 2021-07-26 | Form D | North Run Offshore Partners, Ltd. | Promoter | CAMANA BAY, GRAND CAYMAN, E9 |
| 2021-07-26 | Form D | NORTH RUN CAPITAL PARTNERS LP | Promoter | WELLESLEY, MA |
| 2025-11-21 | Form D | CREATIVE REALITIES, INC. | Director | LOUISVILLE, KY |
| 2024-08-12 | Form D | Guerrilla RF, Inc. | Director | GREENSBORO, NC |
| 2023-04-13 | Form D | North Run - Due North Partners, LP | Promoter | BOSTON, MA |