Michael Francis Capuzzi of Philadelphia, PA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Michael Francis Capuzzi appears on 2 filing roles across Form ADV (1), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-14 | Form ADV | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | SVP/US CHIEF OPERATIONS OFFICER/MANAGING DIRECTOR | PHILADELPHIA, PA |
| 2023-11-15 | Form D | Waddell & Reed Small Co Growth Fund, LLC | Executive Officer | PHILADELPHIA, PA |