Robert Schwartz of New York, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Robert Schwartz appears on 46 filing roles across Form D (43), Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-09-29 | Form ADV | RCM WEALTH ADVISORS | MEMBER | CHICAGO, IL |
| 2025-09-22 | Form ADV | IOLITE ASSET MANAGEMENT, LLC | MEMBER | CHICAGO, IL |
| 2026-01-13 | Form ADV | S3 CAPITAL ADVISORS LLC | TRUSTEE | NEW YORK, NY |
| 2009-06-25 | Form D | Enphase Energy, Inc. | Director | PETALUMA, CA |
| 2016-04-27 | Form D | R2 SEMICONDUCTOR INC | Director | SUNNYVALE, CA |
| 2009-04-14 | Form D | SEQUOIA COMMUNICATIONS CORP | Director | SAN DIEGO, CA |
| 2015-11-02 | Form D | COOPER CREEK PARTNERS LLC | Executive Officer | NEW YORK, NY |
| 2014-05-30 | Form D | Apigee Corp | Director | PALO ALTO, CA |
| 2012-10-19 | Form D | INTELLEFLEX Corp | Director | SANTA CLARA, CA |
| 2026-02-27 | Form D | Cooper Creek Partners Ltd. | Related Person | GRAND CAYMAN, E9 |
| 2015-03-13 | Form D | Elastica, Inc. | Director | SANTA CLARA, CA |
| 2015-02-13 | Form D | CLOUDVELOX, INC. | Director | SANTA CLARA, CA |
| 2016-06-10 | Form D | Burgess Creek Fund, LP | Executive Officer | STEAMBOAT SPRINGS, CO |
| 2021-02-24 | Form D | Sentinel Labs, Inc. | Director | Mountain View, CA |
| 2013-11-04 | Form D | Kumu Networks, Inc. | Director | PALO ALTO, CA |
| 2018-10-09 | Form D | Krimmeni Technologies, Inc. | Director | Austin, TX |
| 2021-10-26 | Form D | KENTIK TECHNOLOGIES, INC. | Director | SAN FRANCISCO, CA |
| 2016-07-12 | Form D | Formation Data Systems, Inc. | Director | FREMONT, CA |
| 2023-06-01 | Form D | Autonomix Medical, Inc. | Executive Officer | THE WOODLANDS, TX |
| 2015-12-10 | Form D | Perion Network Ltd. | Executive Officer | HOLON, L3 |
| 2015-08-14 | Form D | S3 Capital Partners LP | Executive Officer | NEW YORK, NY |
| 2017-03-02 | Form D | Upstart Holdings, Inc. | Director | San Carlos, CA |
| 2016-07-07 | Form D | SBF Opportunities Fund, LP | Executive Officer | Steamboats Springs, CO |
| 2018-09-12 | Form D | Packet Host, Inc. | Director | NEW YORK, NY |
| 2018-02-13 | Form D | Neptune Financial Inc. | Director | SAN FRANCISCO, CA |
| 2017-06-29 | Form D | S3 Capital Partners Fund II LP | Executive Officer | NEW YORK, NY |
| 2021-06-04 | Form D | Ciphertrace. Inc. | Director | Los Gatos, CA |
| 2025-02-13 | Form D | USHUR, INC. | Director | SANTA CLARA, CA |
| 2019-02-11 | Form D | S3 Capital Fund III REIT LLC | Executive Officer | NEW YORK, NY |
| 2019-02-07 | Form D | Aura Health Inc. | Director | TORONTO, A6 |
| 2025-11-17 | Form D | LifeLens Technologies, Inc. | Director | IVYLAND, PA |
| 2021-02-10 | Form D | S3 Capital Fund IV REIT LLC | Executive Officer | NEW YORK, NY |
| 2022-11-03 | Form D | S3 Real Estate Credit A II LP | Executive Officer | NEW YORK, NY |
| 2022-11-03 | Form D | S3 Real Estate Credit II LP | Director | NEW YORK, NY |
| 2023-02-07 | Form D | S3 Real Estate Credit REIT II LLC | Executive Officer | NEW YORK, NY |
| 2023-02-07 | Form D | S3 Real Estate Credit A REIT II LLC | Director | NEW YORK, NY |
| 2024-03-15 | Form D | Homeware, LLC | Promoter | NASHVILLE, TN |
| 2024-07-08 | Form D | S3 SB Real Estate Capital Fund VI LP | Executive Officer | New York, NY |
| 2025-01-28 | Form D | S3 LB Real Estate Credit REIT III LLC | Executive Officer | NEW YORK, NY |
| 2025-01-28 | Form D | S3 LB Real Estate Credit A REIT III LLC | Executive Officer | NEW YORK, NY |
| 2025-10-30 | Form D | S3 LB Real Estate Credit A III LP | Executive Officer | New York, NY |
| 2025-10-30 | Form D | S3 LB Real Estate Credit III LP | Executive Officer | New York, NY |
| 2026-06-30 | Form D | S3 Small Balance RE Credit A Foreign LLC | Related Person | New York, NY |
| 2026-06-30 | Form D | S3 Small Balance RE Credit A Domestic LP | Related Person | New York, NY |
| 2025-11-18 | Form D | S3 RE Perpetual Yield LP | Executive Officer | New York, NY |
| 2026-02-06 | Form D | S3 RE Perpetual Yield REIT LLC | Executive Officer | NEW YORK, NY |