Smith Ryan of Portland, OR appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Smith Ryan appears on 10 filing roles across Form ADV (9), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FRANKLIN MANAGED OPTIONS STRATEGIES, LLC | VICE PRESIDENT | STAMFORD, CT |
| — | Form ADV | GALLIARD CAPITAL MANAGEMENT | DIRECTOR | MINNEAPOLIS, MN |
| — | Form ADV | FOUR QUADRANT WEALTH ADVISORS, INC. | PRESIDENT/CHIEF COMPLIANCE OFFICER | CARMEL, IN |
| — | Form ADV | 1776 WEALTH LLC | CCO | SANDY SPRINGS, GA |
| — | Form ADV | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | CHIEF OPERATING OFFICER/PRINCIPAL | STAMFORD, CT |
| — | Form ADV | CRITERION CAPITAL MANAGEMENT,LLC | DIRECTOR OF FINANCE | SAN FRANCISCO, CA |
| — | Form ADV | NELSON CAPITAL MANAGEMENT, LLC | DIRECTOR | FOSTER CITY, CA |
| — | Form ADV | FINANCIAL GUARD, LLC | DIRECTOR | SALT LAKE CITY, UT |
| — | Form ADV | MADISON WEALTH ADVISORS, LLC | OWNER | LEE'S SUMMIT, MO |
| 2023-09-06 | Form D | Sortis Holdings, Inc. | Executive Officer | PORTLAND, OR |