Tony James Allen appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Tony James Allen appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RUFFER LLP | INTERIM CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | RUFFER AIFM LIMITED | INTERIM CHIEF COMPLIANCE OFFICER | LONDON |