RUSSELL THOMAS of CHICAGO, IL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. RUSSELL THOMAS appears on 6 filing roles across Form ADV (2), Form C (2), Form D (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WAVERLY ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, AL |
| — | Form ADV | SYMPHONIC FINANCIAL ADVISORS LLC | VICE PRESIDENT | NEW YORK, NY |
| 2018-11-20 | Form C | Worthy Financial, Inc | CEO, Principal Executive Officer and Director, Principal Financial Officer and Principal Accounting Officer | BOCA RATON, FL |
| 2018-09-28 | Form C | Duby LLC | CEO, Principal Executive Officer, Manager, Principal Financial Officer and Principal Accounting Officer | DENVER, CO |
| 2021-05-26 | Form D | Nirvana Sciences, Inc. | Promoter | RESEARCH TRIANGLE PARK, NC |
| 2025-11-05 | Form D | CLEVER CARNIVORE, INC. | Executive Officer | CHICAGO, IL |