Thomas A Anthony of Vestavia, AL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas A Anthony appears on 5 filing roles across Form ADV (4), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | VANGUARD GROUP INC | DIRECTOR | MALVERN, PA |
| — | Form ADV | SECURE ASSET MANAGEMENT, L.L.C. | CHIEF COMPLIANCE OFFICER | TROY, MI |
| — | Form ADV | ASTOR INVESTMENT MANAGEMENT LLC | DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | SYNCOM VENTURE MANAGEMENT COMPANY, LLC | MEMBER OF WJM PARTNERS IV, LLC | BETHESDA, MD |
| 2022-12-08 | Form D | Analytical AI, Inc. | Director | BIRMINGHAM, AL |