King W Lee of Gurnee, IL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. King W Lee appears on 6 filing roles across Form ADV (5), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | CHIEF COMPLIANCE OFFICER | RALEIGH, NC |
| — | Form ADV | CAPITAL INVESTMENT COUNSEL INC | CHIEF COMPLIANCE OFFICER | RALEIGH, NC |
| — | Form ADV | CENTAURUS FINANCIAL, INC. | SHAREHOLDER | ANAHEIM, CA |
| — | Form ADV | ALPHA CENTAURI WEALTH MANAGEMENT INC. | SHAREHOLDER | ANAHEIM, CA |
| — | Form ADV | PRM ASSET MANAGEMENT, L.L.P. | PARTNER | FORT WORTH, TX |
| 2021-11-09 | Form D | AKHAN Semiconductor, Inc. | Director | GURNEE, IL |