Richard Eric Spector of New York, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Richard Eric Spector appears on 9 filing roles across Form ADV (7), Form D (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-31 | Form ADV | OPENGATE CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | DAIWA ASSET MANAGEMENT (AMERICA) LTD. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2025-12-02 | Form ADV | BIRCHWOOD CREEK CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | — |
| 2026-01-05 | Form ADV | AUTONOMOUS WEALTH MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | BROOKLYN, NY |
| 2025-04-17 | Form ADV | ETHIC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ENGAGED CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | S3 CONSORTIUM PTY LTD | CHIEF COMPLIANCE OFFICER | MELBOURNE |
| 2021-09-30 | Form D | SIBILLA CAPITAL LTD. | Executive Officer | NEW YORK, NY |
| 2021-09-30 | Form D | Sibilla Capital Onshore LLC | Executive Officer | NEW YORK, NY |