Thomas R John of San Diego, CA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas R John appears on 5 filing roles across Form ADV (4), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | VANTAGE WEALTH MANAGEMENT, LLC | MEMBER | SAN MATEO, CA |
| — | Form ADV | BLUEBAY ASSET MANAGEMENT LLP | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED | DIRECTOR (NON-EXECUTIVE) | LONDON |
| — | Form ADV | KAUFMAN BROS., L.P. | CCO | NEW YORK, NY |
| 2021-05-06 | Form D | Aquai Technologies, Inc. | Director | SAN DIEGO, CA |