James Hughes of Short Hills, NJ appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. James Hughes appears on 6 filing roles across Form D (4), Form ADV (1), Form 13F (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-18 | Form ADV | BROADCREST ASSET MANAGEMENT, LLC | MANAGING DIRECTOR AND CO-MANAGER | WINTER PARK, FL |
| 2021-05-12 | Form 13F | TRANSCEND CAPITAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | MADISON, NJ |
| 2014-07-23 | Form D | SimplePons, Inc. | Director | DELRAY BEACH, FL |
| 2018-10-11 | Form D | Bongiovi Medical & Health Technologies, LLC | Director | PORT ST. LUCIE, FL |
| 2018-12-28 | Form D | Broadcrest PT Investment Holdings, LP | Director | Winter Park, FL |
| 2021-04-09 | Form D | TWC C WHALE ROCK HYBRID LP | Director | SHORT HILLS, NJ |