Carol Elaine Rumsey of Newport Beach, CA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Carol Elaine Rumsey appears on 6 filing roles across Form ADV (5), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-10-21 | Form ADV | ARISTOTLE PACIFIC CAPITAL, LLC | OWNER, CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| 2025-03-28 | Form ADV | APC ASSET DEVELOPMENT II, LP | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| 2025-03-28 | Form ADV | ARISTOTLE INVESTMENT SERVICES, LLC | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| 2025-03-28 | Form ADV | APC ASSET DEVELOPMENT I, LP | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | ARISTOTLE PACIFIC CLO ADVISER III, LLC | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| 2020-07-29 | Form D | PPFA Credit Opportunities Fund I L.P. | Executive Officer | NEWPORT BEACH, CA |