JAMES THOMAS ROTHWELL of NEW YORK, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. JAMES THOMAS ROTHWELL appears on 6 filing roles across Form D (4), Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-08-11 | Form ADV | STONE RIDGE ASSET MANAGEMENT LLC | CHIEF ADMINISTRATIVE OFFICER AND HEAD OF LEGAL | NEW YORK, NY |
| 2025-08-12 | Form ADV | WINCORAM ASSET MANAGEMENT LLC | CHIEF ADMINISTRATIVE OFFICER AND HEAD OF LEGAL | HOUSTON, TX |
| 2017-12-07 | Form D | Drug Royalties Offshore Fund II LLC | Executive Officer | NEW YORK, NY |
| 2017-12-07 | Form D | Drug Royalties Fund II LLC | Executive Officer | NEW YORK, NY |
| 2017-12-07 | Form D | Drug Royalties Cayman Fund II LP | Executive Officer | NEW YORK, NY |
| 2020-01-09 | Form D | Drug Royalties Solutions Fund LLC | Executive Officer | NEW YORK, NY |