Jennifer Schwartz of Wilmington, DE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Jennifer Schwartz appears on 8 filing roles across Form 13F (5), Form ADV (2), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-02-28 | Form ADV | AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMÉRIQUE INC. | CHIEF COMPLIANCE OFFICER & GLOBAL HEAD OF COMPLIANCE | TORONTO, ONTARIO |
| 2025-02-28 | Form ADV | AGF INVESTMENTS LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| 2018-05-23 | Form 13F | Polar Asset Management Partners Inc. | VP, Legal and Compliance | TORONTO, A6 |
| 2026-05-07 | Form 13F | AGF INVESTMENTS INC. | SVP, Global Head of Compliance and Regulatory Risk & CCO | TORONTO, A6 |
| 2025-05-12 | Form 13F | AGF Investments LLC | Chief Compliance Officer & Global Head of Compliance | BOSTON, MA |
| 2025-05-12 | Form 13F | AGF Investments America Inc. | Chief Compliance Officer & Global Head of Compliance | TORONTO, A6 |
| 2026-05-07 | Form 13F | AGF MANAGEMENT LTD | SVP, Global Head of Compliance and Regulatory Risk | TORONTO, A6 |
| 2019-12-11 | Form D | Funding Circle Notes Program, LLC | Director | SAN FRANCISCO, CA |