Gardner Lee of BIMINGHAM, AL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Gardner Lee appears on 5 filing roles across Form ADV (4), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CAPITOL SECURITIES MANAGEMENT, INC. | CCO-DIRECTOR OF COMPLIANCE | GLEN ALLEN, VA |
| — | Form ADV | CAPITOL ADVISORY CORPORATION | CCO-DIRECTOR OF COMPLIANCE | MCLEAN, VA |
| — | Form ADV | MOHICAN FINANCIAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | WILTON, CT |
| — | Form ADV | OCEAN TOMO ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| 2019-03-12 | Form D | Graham Commercial Properties, LLC | Executive Officer | BIMINGHAM, AL |