John Herbert Roth of Darien, CT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. John Herbert Roth appears on 6 filing roles across Form ADV (4), Form D (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-05-15 | Form ADV | NASSAU CORAMERICA LLC | DEPUTY GENERAL COUNSEL, CCO AND SECRETARY OF NASSAU CORAMERICA LLC, NCA REALTY PARTNERS LLC AND NCA REALTY PARTNERS GP LLC | EL SEGUNDO, CA |
| 2025-10-07 | Form ADV | NASSAU PRIVATE CREDIT LLC | DEPUTY GENERAL COUNSEL, SECRETARY AND CHIEF COMPLIANCE OFFICER | DARIEN, CT |
| 2025-10-07 | Form ADV | NASSAU ALTERNATIVE INVESTMENTS LLC | DEPUTY GENERAL COUNSEL, SECRETARY AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2025-04-10 | Form ADV | NASSAU GLOBAL CREDIT LLC | DEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NEW YORK, NY |
| 2018-12-14 | Form D | Nassau CLO SPV-I LLC | Executive Officer | HARTFORD, CT |
| 2018-11-27 | Form D | Nassau CLO SPV-II LLC | Executive Officer | HARTFORD, CT |