Carter P Lee of Midvale, UT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Carter P Lee appears on 9 filing roles across Form ADV (8), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PIPER SANDLER LTD. | CFO/PIPER SANDLER COMPANIES | ABERDEEN |
| — | Form ADV | PSC CAPITAL PARTNERS LLC | TREASURER | MINNEAPOLIS, MN |
| — | Form ADV | PIPER SANDLER & CO. | CFO; BOARD MEMBER | MINNEAPOLIS, MN |
| — | Form ADV | PIPER HEARTLAND HEALTHCARE CAPITAL, LLC | CHIEF FINANCIAL OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | CHIEF FINANCIAL OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | COMPUTER HANDHOLDERS INC | VICE-PRES. | LA MESA, CA |
| — | Form ADV | ARX INVESTMENT MANAGEMENT LP | LIMITED PARTNER | NEW YORK, NY |
| — | Form ADV | PIPER SANDLER FINANCE MANAGEMENT, LLC | CFO & TREASURER | MINNEAPOLIS, MN |
| 2018-07-10 | Form D | OVERSTOCK.COM, INC | Executive Officer | MIDVALE, UT |