Martin Lee of Duarte, CA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Martin Lee appears on 9 filing roles across Form ADV (8), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CITIZENS SECURITIES, INC. | PRESIDENT | JOHNSTON, RI |
| — | Form ADV | POLEN CAPITAL MANAGEMENT, LLC | DIRECTOR OF RESEARCH | BOCA RATON, FL |
| — | Form ADV | EIR PARTNERS CAPITAL, LP | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | MIAMI, FL |
| — | Form ADV | DISCIPLINED GROWTH INVESTORS INC | CHIEF FINANCIAL OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | FAMILY WEALTH CONSULTANTS, INC. | PRESIDENT/CCO | SAN JOSE, CA |
| — | Form ADV | CHASE INVESTMENT SERVICES CORP. | EXECUTIVE VICE PRESIDENT | CHICAGO, IL |
| — | Form ADV | SOLDAN CORP. | DIRECTOR OF RESEARCH | BOCA RATON, FL |
| — | Form ADV | BANC ONE SECURITIES CORPORATION | CFO/DIRECTOR/FINOP | NEW YORK, NY |
| 2018-05-14 | Form D | PROLACTA BIOSCIENCE INC | Executive Officer | Duarte, CA |