Scott Y Stuart of Chicago, IL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Scott Y Stuart appears on 4 filing roles across Form ADV (3), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CITIGROUP GLOBAL MARKETS INC. | COMPLIANCE OFFICER - ASSET MANAGEMENT | NEW YORK, NY |
| — | Form ADV | STONE HARBOR INVESTMENT PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO.,LLC | CHIEF COMPLIANCE OFFICER | HARTFORD, CT |
| 2017-07-17 | Form D | Esquify, Inc. | Executive Officer | CHICAGO, IL |