Francis D John of Trenton, NJ appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Francis D John appears on 3 filing roles across Form ADV (2), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FRANCIS LLC | MEMBER, CHIEF COMPLIANCE OFFICER | BROOKFIELD, WI |
| — | Form ADV | MONTANARO ASSET MANAGEMENT LIMITED | CHIEF COMPLIANCE OFFICER | LONDON |
| 2017-05-11 | Form D | East Coast Aviation, LLC | Executive Officer | TRENTON, NJ |