JAMES SPENCER of MINNEAPOLIS, MN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. JAMES SPENCER appears on 7 filing roles across Form D (4), Form ADV (2), Form C (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CAPITAL GUARDIAN TRUST COMPANY | DIRECTOR | LOS ANGELES, CA |
| — | Form ADV | CAPITAL INTERNATIONAL RESEARCH, INC. | DIRECTOR & SENIOR VP | LOS ANGELES, CA |
| 2016-07-26 | Form C | AXE A.I. TECHNOLOGIES LLC | President | COLUMBUS, OH |
| 2009-07-28 | Form D | IBIQUITY DIGITAL CORP | Executive Officer | Columbia, MD |
| 2012-03-12 | Form D | FPC Small Cap Fund I, L.P. | Executive Officer | BOSTON, MA |
| 2017-04-18 | Form D | DIGILITI MONEY GROUP, INC. | Director | MINNEAPOLIS, MN |
| 2016-12-29 | Form D | Trifecta Medical, LLC | Promoter | CASTLE ROCK, CO |