Roger Allen of Manly, C3 appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Roger Allen appears on 4 filing roles across Form D (3), Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HIGHMARK CAPITAL MANAGEMENT, INC. | CFO & MANAGING DIRECTOR | SAN FRANCISCO, CA |
| 2011-06-14 | Form D | LSQ Holdings, LLC | Executive Officer | ORLANDO, FL |
| 2011-06-07 | Form D | eWise Group Inc. | Director | DENVER, CO |
| 2016-11-22 | Form D | Volpara Health Technologies Ltd | Director | WELLINGTON, Q2 |