Thomas Lee of Minneapolis, MN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas Lee appears on 43 filing roles across Form D (42), Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BAKER STREET ADVISORS, LLC | VICE-PRESIDENT | SAN FRANCISCO, CA |
| 2009-06-23 | Form D | BlackRock Health Sciences Access Ltd. | Executive Officer | NEW YORK, NY |
| 2009-06-23 | Form D | Paulson Advantage Access II Ltd. | Director | NEW YORK, NY |
| 2009-09-30 | Form D | Core Strategies Investment Fund LLC | Executive Officer | NEW YORK, NY |
| 2009-09-23 | Form D | Event-Driven & Credit HedgeAccess LLC II | Executive Officer | NEW YORK, NY |
| 2009-08-21 | Form D | Man FRM Event Equity & Distressed Strategies Ltd. | Executive Officer | Grand Cayman, E9 |
| 2009-08-20 | Form D | SYSTEMATIC MOMENTUM II LLC | Executive Officer | New York, NY |
| 2009-08-20 | Form D | ML TREND-FOLLOWING FUTURES FUND L.P. | Executive Officer | New York, NY |
| 2009-07-27 | Form D | YORK TOTAL ACCESS III LLC | Executive Officer | New York, NY |
| 2009-07-23 | Form D | Core Global Equity Fund LLC | Executive Officer | New York, NY |
| 2009-07-23 | Form D | CORE OPPORTUNISTIC EQUITY FUND LLC | Executive Officer | New York, NY |
| 2009-07-22 | Form D | MAN FRM MANAGED FUTURES STRATEGIES LLC | Executive Officer | New York, NY |
| 2009-07-22 | Form D | ML Transtrend DTP Enhanced FuturesAccess LLC | Executive Officer | New York, NY |
| 2009-07-09 | Form D | INTEGRATED FUNDRAISING & MARKETING SOLUTIONS INC | Director | NEWTON, MA |
| 2009-07-06 | Form D | Renaissance Futures Fund Access Ltd | Director | NEW YORK, NY |
| 2009-07-06 | Form D | ML Trend Following Futures Fund LP | Executive Officer | NEW YORK, NY |
| 2009-07-01 | Form D | Paulson Advantage Access III LLC | Director | NEW YORK, NY |
| 2009-12-02 | Form D | York Total Access II Ltd. | Executive Officer | NEW YORK, NY |
| 2019-04-04 | Form D | Clifton Commodities Fund LP | Related Person | MINNEAPOLIS, MN |
| 2012-03-12 | Form D | CLIFTON GLOBAL BALANCED RISK FUND LTD. | Executive Officer | MINNEAPOLIS, MN |
| 2026-01-30 | Form D | PARAMETRIC DEFENSIVE EQUITY FUND LLC | Related Person | MINNEAPOLIS, MN |
| 2014-04-17 | Form D | CLIFTON U.S. INFLATION-LINKED BOND FUND LTD. | Executive Officer | MINNEAPOLIS, MN |
| 2014-04-17 | Form D | CLIFTON INTERNATIONAL INFLATION-LINKED BOND FUND LTD. | Promoter | MINNEAPOLIS, MN |
| 2018-10-05 | Form D | Clifton Equal Sector Commodity Strategy Fund LLC | Promoter | MINNEAPOLIS, MN |
| 2014-06-23 | Form D | Beacon Audio, Inc. | Director | SALT LAKE CITY, UT |
| 2025-10-17 | Form D | Parametric Global Defensive Equity Fund LLC | Executive Officer | MINNEAPOLIS, MN |
| 2017-07-12 | Form D | Connectiv, Inc. | Executive Officer | La Jolla, CA |
| 2022-10-21 | Form D | Parametric Liquid Alternative Fund LLC | Executive Officer | MINNEAPOLIS, MN |
| 2017-05-05 | Form D | Parametric, Research Affiliates Systematic Alternative Risk Premia Fund, Ltd. | Promoter | MINNEAPOLIS, MN |
| 2019-11-18 | Form D | Parametric, Research Affiliates Systematic Global Macro Master Fund, Ltd. | Promoter | MINNEAPOLIS, MN |
| 2017-11-16 | Form D | Parametric, Research Affiliates Systematic Alternative Risk Premia U.S. Fund, LLC | Promoter | MINNEAPOLIS, MN |
| 2023-06-26 | Form D | GLW, Inc. | Director | Englewood Cliffs, NJ |
| 2022-12-20 | Form D | Parametric Multi-Asset Volatility Risk Premium Fund, LLC | Promoter | MINNEAPOLIS, MN |
| 2024-09-19 | Form D | RL Project Investors LLC | Executive Officer | WILMINGTON, DE |
| 2026-05-08 | Form D | Parametric Global Low Beta VRP Fund, LLC | Related Person | MINNEAPOLIS, MN |
| 2021-01-20 | Form D | Emerging Markets Completion Fund, L.P. | Promoter | MINNEAPOLIS, MN |
| 2025-12-19 | Form D | Parametric Calvert ESG Defensive Equity Fund, LLC | Executive Officer | MINNEAPOLIS, MN |
| 2021-10-12 | Form D | TLJB LLC | Director | NEW YORK, NY |
| 2022-03-21 | Form D | Parametric Custom Risk Parity Fund, LLC | Executive Officer | MINNEAPOLIS, MN |
| 2024-06-26 | Form D | Myriad Uranium Corp. | Director | VANCOUVER, A1 |
| 2024-03-29 | Form D | Whisky Hotel Investors LLC | Executive Officer | BUENA PARK, CA |
| 2024-07-11 | Form D | Weiss Analytics Inc. | Director | WALTHAM, MA |
| 2025-02-28 | Form D | 5366 Leif Erikson LLC | Executive Officer | SACRAMENTO, CA |