ROGERS L WILLIAM of DALLAS, TX appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROGERS L WILLIAM appears on 2 filing roles across Form ADV (1), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIRST ALLIED SECURITIES, INC. | AML COMPLIANCE OFFICER | SAN DIEGO, CA |
| 2015-01-13 | Form D | VINVENTION CAPITAL PARTNERS LP | Director | PALM BEACH, FL |