Smith Edward of Norwalk, CT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Smith Edward appears on 13 filing roles across Form ADV (12), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LOOMIS, SAYLES & COMPANY, L.P. | DIRECTOR OF GENERAL PARTNER | BOSTON, MA |
| — | Form ADV | BCU WEALTH ADVISORS, LLC | BOARD MEMBER/TREASURER | VERNON HILLS, IL |
| — | Form ADV | BAILLIE GIFFORD OVERSEAS LTD | BENEFICIAL OWNER-PARTNER | EDINBURGH |
| — | Form ADV | CARY STREET PARTNERS INVESTMENT ADVISORY LLC | PARTNER | RICHMOND, VA |
| — | Form ADV | RIVERSTONE WEALTH MANAGEMENT | DIRECTOR / CHIEF COMPLIANCE OFFICER / SROP / CROP | AUSTIN, TX |
| — | Form ADV | E*TRADE CAPITAL MANAGEMENT, LLC | VICE PRESIDENT / CHIEF OPERATIONS OFFICER | ARLINGTON, VA |
| — | Form ADV | BAILLIE GIFFORD INTERNATIONAL LLC | PARTNER | EDINBURGH |
| — | Form ADV | GUARDIAN BAILLIE GIFFORD LIMITED | PARTNER | EDINBURGH |
| — | Form ADV | RALPH EDWARD SMITH DBA LIBERTY CAPITAL MANAGEMENT | PROPRIETOR | — |
| — | Form ADV | FIRST RESPONDERS FINANCIAL SERVICES, LLC | CEO/DIRECTOR | NEW YORK, NY |
| — | Form ADV | HSBC ASSET MANAGEMENT EUROPE LTD | DIRECTOR | LONDON |
| — | Form ADV | BAILLIE GIFFORD & CO LIMITED | BENEFICIAL OWNER - PARTNER | EDINBURGH |
| 2014-10-27 | Form D | Stone Beach Fund | Executive Officer | NORWALK, CT |