Michael M Thomas of Santa Barbara, CA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Michael M Thomas appears on 4 filing roles across Form ADV (3), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | THE CAPROCK GROUP, LLC | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | BOISE, ID |
| — | Form ADV | HERCULES TECHNOLOGY GROWTH CAPITAL, INC. | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | PALO ALTO, CA |
| — | Form ADV | OLYMPUS ADVISERS, LLC | SECRETARY AND CHIEF COMPLIANCE OFFICER | PALO ALTO, CA |
| 2014-09-12 | Form D | WMD Commercial Offshore Fund - I, LP | Executive Officer | SANTA BARBARA, CA |