Stephen Gerard Simon

Stephen Gerard Simon of St Paul, MN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Stephen Gerard Simon appears on 2 filing roles across Form ADV (1), Form D (1).

Registered advisers

Filings (2)

FiledSourceEntityRoleLocation
2025-03-25Form ADVPEREGRINE CAPITAL MANAGEMENT, LLCCHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICERMINNEAPOLIS, MN
2014-07-24Form DClearwater Private Opportunity Fund V, LLLPExecutive OfficerST PAUL, MN

More