Smith Lee Adam of Brooklyn, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Smith Lee Adam appears on 6 filing roles across Form ADV (5), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | REGENCY INVESTMENT ADVISORS INC | DIRECTOR | FRESNO, CA |
| — | Form ADV | ARISTOTLE CAPITAL MANAGEMENT, LLC | SENIOR VICE PRESIDENT | LOS ANGELES, CA |
| — | Form ADV | FORT PITT CAPITAL GROUP INC | DIRECTOR, PRINCIPAL, CIO, EXEC. VP/TREASURER | PITTSBURGH, PA |
| — | Form ADV | WEALTHTRUST ADVISORS LLC | DIRECTOR | NASHVILLE, TN |
| — | Form ADV | FORT PITT CAPITAL GROUP, LLC | DIRECTOR | PITTSBURGH, PA |
| 2014-01-09 | Form D | Avitas Agriculture, Inc | Executive Officer | ARLINGTON, WA |