Maxwell S Thomas of Gilbert, AZ appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Maxwell S Thomas appears on 4 filing roles across Form ADV (3), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UMB FINANCIAL SERVICES, INC. | DIRECTOR OF COMPLIANCE | KANSAS CITY, MO |
| — | Form ADV | CROW FINANCIAL ADVISORS LTD. CO | BOARD OF DIRECTORS | ALBUQUERQUE, NM |
| — | Form ADV | THE STRATEGIC FINANCIAL ALLIANCE, INC. | PARTNER | ATLANTA, GA |
| 2014-01-08 | Form D | OrthoArizona Southwest Valley Co-Management Group, LLC | Director | GILBERT, AZ |