Gregory James Fleming of Redwood City, CA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Gregory James Fleming appears on 26 filing roles across Form ADV (25), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UNIGESTION (US) LTD | TRUSTEE | NEW YORK, NY |
| 2025-12-23 | Form ADV | NORTHLEAF CAPITAL PARTNERS (CANADA) LTD. | TRUSTEE | TORONTO, ONTARIO |
| 2025-09-30 | Form ADV | MILLENNIUM MANAGEMENT LLC | TRUSTEE | NEW YORK, NY |
| 2025-03-27 | Form ADV | SETANTA ASSET MANAGEMENT LTD | TRUSTEE | DUBLIN |
| 2025-10-24 | Form ADV | KEYRIDGE ASSET MANAGEMENT LIMITED | TRUSTEE | DUBLIN 1 |
| 2025-12-23 | Form ADV | NORTHLEAF CAPITAL ADVISORS LTD. | TRUSTEE | TORONTO, ONTARIO |
| 2025-05-13 | Form ADV | EMPOWER CAPITAL MANAGEMENT, LLC | TRUSTEE | GREENWOOD VILLAGE, CO |
| 2025-11-25 | Form ADV | EMPOWER ADVISORY GROUP, LLC | TRUSTEE | GREENWOOD VILLAGE, CO |
| — | Form ADV | BEX CAPITAL SARL | INDIRECT OWNER | NICE |
| 2025-12-24 | Form ADV | ROCKEFELLER & CO. LLC | PRESIDENT & CHIEF EXECUTIVE OFFICER | NEW YORK, NY |
| 2025-11-19 | Form ADV | PERFORMANCE EQUITY MANAGEMENT, LLC | TRUSTEE | GREENWICH, CT |
| — | Form ADV | UNIGESTION SA | TRUSTEE | GENEVA |
| 2025-03-28 | Form ADV | DIAGRAM CORPORATION | TRUSTEE | MONTREAL, QC |
| 2025-03-27 | Form ADV | SAGARD PRIVATE EQUITY PARTNERS | TRUSTEE | PARIS |
| 2025-03-28 | Form ADV | MACKENZIE INVESTMENTS | TRUSTEE | TORONTO, ONTARIO |
| 2025-03-28 | Form ADV | MACKENZIE INVESTMENTS EUROPE LIMITED | TRUSTEE | DUBLIN 4 |
| 2025-03-28 | Form ADV | MACKENZIE INVESTMENTS ASIA LIMITED | TRUSTEE | HONG KONG |
| 2026-01-14 | Form ADV | HALSEYPOINT ASSET MANAGEMENT, LLC | TRUSTEE | EL SEGUNDO, CA |
| 2025-07-16 | Form ADV | POWER SUSTAINABLE MANAGER US, INC. | FAMILY TRUSTEE | MIAMI, FL |
| 2025-03-31 | Form ADV | SAGARD HOLDINGS MANAGER LP | TRUSTEE | TORONTO, ONTARIO |
| 2025-03-28 | Form ADV | MACKENZIE INVESTMENTS | TRUSTEE | BOSTON, MA |
| 2025-03-28 | Form ADV | PANAGORA ASSET MANAGEMENT INC | TRUSTEE | BOSTON, MA |
| 2025-03-31 | Form ADV | SAGARD HOLDINGS MANAGER (US) LLC | TRUSTEE | NEW YORK CITY, NY |
| 2025-03-31 | Form ADV | CHINA ASSET MANAGEMENT (HONG KONG) LIMITED | TRUSTEE | HONG KONG |
| 2025-03-27 | Form ADV | EVERWEST ADVISORS LLC | TRUSTEE | DENVER, CO |
| 2013-11-18 | Form D | Terrajoule Corp | Director | REDWOOD CITY, CA |