Duff Michael Scott of Toronto, A6 appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Duff Michael Scott appears on 3 filing roles across Form ADV (2), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PIPER SANDLER & CO. | CHAIRMAN, CEO, MANAGEMENT COMMITTEE | MINNEAPOLIS, MN |
| — | Form ADV | PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | CHIEF EXECUTIVE OFFICER | MINNEAPOLIS, MN |
| 2013-08-27 | Form D | Tricon Capital Group Inc. | Director | TORONTO, A6 |