Kim Lee of Toronto, A6 appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Kim Lee appears on 9 filing roles across Form ADV (8), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SRT GROUP LLC | CHIEF COMPLIANCE OFFICER | WEST PALM BEACH, FL |
| — | Form ADV | SUNRISE MANAGER LLC | CHIEF COMPLIANCE OFFICER | WEST PALM BEACH, FL |
| — | Form ADV | LS POWER EQUITY ADVISORS, LLC | MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | HALYARD CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | SARASOTA, FL |
| — | Form ADV | TYKHE CAPITAL LLC | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | FERRO CAPITAL LLC | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | VATERA CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | PALM BEACH, FL |
| — | Form ADV | CAPITAL GROUP PRIVATE MARKETS, INC. | DIRECTOR | LOS ANGELES, CA |
| 2013-07-15 | Form D | Choice Properties Real Estate Investment Trust | Executive Officer | TORONTO, A6 |