Henry Allen of New York, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Henry Allen appears on 3 filing roles across Form ADV (2), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HOLMES & TURNER FINANCIAL SERVICES, INC. | CHIEF COMPLIANCE OFFICER | BOZEMAN, MT |
| — | Form ADV | CASCADE FINANCIAL MANAGEMENT, INC. | CHIEF EXECUTIVE OFFICER/FINOP/CHIEF COMPLIANCE OFFICER | DENVER, CO |
| 2013-07-02 | Form D | New Orleans Exchange Inc | Executive Officer | New Orleans, LA |