| — | Form ADV | BUCK GLOBAL, LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| 2012-03-23 | Form D | TS&W Mid Cap Value Trust | Director | BOSTON, MA |
| 2010-03-22 | Form D | BARROW, HANLEY, MEWHINNEY & STRAUSS LONG CREDIT FIXED INCOME FUND | Director | BOSTON, MA |
| 2011-08-08 | Form D | Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund | Director | BOSTON, MA |
| 2012-12-21 | Form D | Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund | Director | BOSTON, MA |
| 2009-12-16 | Form D | Thomson Horstmann & Bryant Small Cap Trust | Director | BOSTON, MA |
| 2011-12-09 | Form D | Barrow, Hanley, Mewhinney & Strauss Diversified Small Cap Value Fund | Director | BOSTON, MA |
| 2012-12-11 | Form D | BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND | Director | BOSTON, MA |
| 2012-12-11 | Form D | Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund | Director | Boston, MA |
| 2012-12-11 | Form D | Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund | Director | Boston, MA |
| 2009-12-11 | Form D | THOMSON HORSTMANN & BRYANT MICROCAP TRUST | Director | BOSTON, MA |
| 2009-12-11 | Form D | THOMSON HORSTMANN & BRYANT ENHANCED ALPHA FUND | Director | BOSTON, MA |
| 2011-03-04 | Form D | DWIGHT CORE PLUS FUND | Director | BOSTON, MA |
| 2010-03-05 | Form D | Dwight Enhanced Cash Fund | Director | Boston, MA |
| 2012-03-02 | Form D | DWIGHT INTERMEDIATE CORE PLUS FUND | Director | BOSTON, MA |
| 2011-03-04 | Form D | DWIGHT CORE FUND | Director | BOSTON, MA |
| 2011-03-08 | Form D | DWIGHT TARGET 2 FUND | Director | BOSTON, MA |
| 2010-03-05 | Form D | DWIGHT TARGET 5 FUND | Director | BOSTON, MA |
| 2012-03-02 | Form D | DWIGHT INTERMEDIATE CORE FUND | Director | BOSTON, MA |
| 2012-03-02 | Form D | DWIGHT INTERMEDIATE CORE MASTER FUND, LLC | Director | BOSTON, MA |
| 2012-03-02 | Form D | DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLC | Director | BOSTON, MA |
| 2010-03-03 | Form D | DWIGHT ABSOLUTE RETURN FUND LLC | Director | BOSTON, MA |
| 2011-03-03 | Form D | DWIGHT CORE PLUS MASTER FUND, LLC | Director | BOSTON, MA |
| 2011-03-03 | Form D | DWIGHT CORE MASTER FUND, LLC | Director | BOSTON, MA |
| 2010-03-03 | Form D | DWIGHT TARGET 5 MASTER FUND, LLC | Director | Boston, MA |
| 2011-03-03 | Form D | DWIGHT TARGET 2 MASTER FUND, LLC | Director | BOSTON, MA |
| 2012-02-24 | Form D | ACADIAN EUROPEAN EQUITY LONG-SHORT FUND | Director | BOSTON, MA |
| 2012-02-24 | Form D | Acadian International Extension Plus Equity Fund | Director | Boston, MA |
| 2012-02-24 | Form D | Acadian Global Equity Fund | Director | Boston, MA |
| 2012-02-24 | Form D | Analytic Core Equity Plus Fund | Director | BOSTON, MA |
| 2012-02-24 | Form D | Copper Rock Small Cap Growth Fund | Director | BOSTON, MA |
| 2012-02-24 | Form D | Copper Rock Small Cap Growth Collective Trust | Director | BOSTON, MA |
| 2012-02-24 | Form D | ACADIAN INTERNATIONAL ALL CAP FUND | Director | Boston, MA |
| 2012-02-23 | Form D | Acadian Frontier Markets Equity Fund | Director | Boston, MA |
| 2012-02-23 | Form D | Acadian All Country World Ex U.S. Equity Extension Fund | Director | Boston, MA |
| 2012-02-23 | Form D | ACADIAN ALL COUNTRY WORLD EX US FUND | Director | Boston, MA |
| 2012-02-22 | Form D | Acadian Non-US Focused Alpha Equity Fund | Director | BOSTON, MA |
| 2012-01-26 | Form D | ACADIAN INTERNATIONAL SMALL CAP FUND | Director | BOSTON, MA |
| 2012-01-26 | Form D | ACADIAN EMERGING MARKETS EQUITY FUND | Director | BOSTON, MA |
| 2012-01-26 | Form D | ACADIAN JAPANESE EQUITY FUND | Director | Boston, MA |
| 2012-10-12 | Form D | Copper Rock International Small Cap Fund | Director | BOSTON, MA |
| 2012-10-31 | Form D | Analytic U.S. Low Volatility Fund | Director | BOSTON, MA |
| 2012-05-14 | Form D | Term Fund 2015 | Director | NEW YORK, NY |
| 2012-05-14 | Form D | Term Fund 2014 | Director | New York, NY |
| 2012-05-14 | Form D | Dwight 2013 Term Fund | Director | New York, NY |
| 2012-05-14 | Form D | Dwight 2012 Term Fund | Director | New York, NY |
| 2011-05-13 | Form D | Dwight 2011 Term Fund | Director | BOSTON, MA |
| 2012-05-14 | Form D | Rogge Emerging Markets Currency Fund | Director | LONDON, X0 |
| 2012-04-06 | Form D | Short Government/Credit Fund | Director | NEW YORK, NY |
| 2012-06-13 | Form D | Echo Point International Growth Equity Fund | Director | BOSTON, MA |