Fields James of New York, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Fields James appears on 7 filing roles across Form ADV (6), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FMB WEALTH MANAGEMENT | PARTNER, DIRECTOR | WESTLAKE VILLAGE, CA |
| — | Form ADV | FMB RETIREMENT SERVICES | PARTNER, DIRECTOR | WESTLAKE VILLAGE, CA |
| — | Form ADV | KF GROUP, LP | EXECUTOR | NEW YORK, NY |
| — | Form ADV | KLINGENSTEIN, FIELDS & CO., L.P. | LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER, PRESIDENT | NEW YORK, NY |
| — | Form ADV | FRIESS ASSOCIATES, LLC | MANAGEMENT COMMITTEE MEMBER | GREENVILLE, DE |
| — | Form ADV | FRIESS ASSOCIATES OF DELAWARE,LLC | MANAGEMENT COMMITTEE MEMBER | GREENVILLE, DE |
| 2012-06-22 | Form D | Klingenstein Fields Global Fund LP | Executive Officer | NEW YORK, NY |