James H Elliott of Vancouver, A1 appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. James H Elliott appears on 3 filing roles across Form ADV (2), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | VESTGEN INVESTMENT MANAGEMENT, LLC | CHIEF OPERATIONS OFFICER | EGG HARBOR TWP., NJ |
| — | Form ADV | LOCKTON INVESTMENT ADVISORS, LLC | SENIOR VICE PRESIDENT/EXECUTIVE COMMITTEE MEMBER | OVERLAND PARK, KS |
| 2011-10-07 | Form D | FOX RESOURCES LTD | Director | VANCOUVER, A1 |