Gerald Richard Cummins of New York, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Gerald Richard Cummins appears on 9 filing roles across Form ADV (7), Form D (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-27 | Form ADV | CZECH ASSET MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| 2025-05-12 | Form ADV | PENNANTPARK INVESTMENT ADVISERS, LLC | CHIEF COMPLIANCE OFFICER | MIAMI BEACH, FL |
| 2025-08-21 | Form ADV | PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC | CHIEF COMPLIANCE OFFICER | MIAMI BEACH, FL |
| 2025-03-27 | Form ADV | OXFORD PARK MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| 2025-03-27 | Form ADV | OXFORD GATE MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| 2025-03-27 | Form ADV | OXFORD SQUARE MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| 2025-03-27 | Form ADV | OXFORD LANE MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| 2011-01-28 | Form D | BroadArch Market Neutral Fund (U.S.), L.P. | Executive Officer | NEW YORK, NY |
| 2010-12-14 | Form D | BroadArch Long/Short Fund (U.S.), L.P. | Executive Officer | GREENWICH, CT |