Sara Rathbone Mooney appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Sara Rathbone Mooney appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-26 | Form ADV | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| 2026-01-15 | Form ADV | BOFA SECURITIES, INC. | CHIEF FINANCIAL OFFICER | NEW YORK, NY |