Thomas James Claud appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas James Claud appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-06 | Form ADV | ONEASCENT FINANCIAL SERVICES LLC | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, AL |
| — | Form ADV | CLASSIC ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | FARGO, ND |
| 2025-10-02 | Form ADV | ROOTED FINANCIAL GROUP, LLC | CHIEF COMPLIANCE OFFICER | TIGARD, OR |
| 2026-01-06 | Form ADV | ONEASCENT WEALTH MANAGEMENT | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, AL |
| 2026-01-06 | Form ADV | ONEASCENT FAMILY OFFICES | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, AL |
| 2025-12-03 | Form ADV | PATRON PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |