Dennis Richard Mason appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Dennis Richard Mason appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-01-16 | Form ADV | FOUNTAIN SQUARE ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| 2026-01-28 | Form ADV | VERT ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SAUSALITO, CA |
| 2025-03-31 | Form ADV | VISTA INVESTMENT PARTNERS | CCO | RICHMOND, IN |
| 2025-02-18 | Form ADV | SEVEN CANYONS ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | SALT LAKE CITY, UT |
| 2026-01-12 | Form ADV | REFLECTION ASSET MANAGEMENT, LLC | CCO | — |
| 2025-03-31 | Form ADV | CYBER HORNET ETFS LLC | CHIEF COMPLIANCE OFFICER | ST. PETERSBURG, FL |
| 2025-03-26 | Form ADV | LLOYD ADVISORY SERVICES, LLC | CHIEF COMPLIANCE OFFICER | SUWANEE, GA |
| 2025-04-28 | Form ADV | OAKHURST CAPITAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | WASHINGTON, DC |
| 2025-07-23 | Form ADV | RED CEDAR INVESTMENT MANAGEMENT, LLC | CCO | GRAND RAPIDS, MI |