James Alan Hooks appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. James Alan Hooks appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-14 | Form ADV | PRIVATE ADVISOR GROUP, LLC | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | MORRISTOWN, NJ |
| — | Form ADV | MARINER INDEPENDENT ADVISOR NETWORK, LLC | CHIEF COMPLIANCE OFFICER | OVERLAND PARK, KS |