Sothara Chin of Arlington, VA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Sothara Chin appears on 6 filing roles across Form ADV (4), Form 13F (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-04-01 | Form ADV | WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC | CHIEF COMPLIANCE OFFICER | TAMPA, FL |
| 2025-03-20 | Form ADV | DAI ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | WASHINGTON, DC |
| 2026-01-23 | Form ADV | ATLANTIC UNION MUNICIPAL ADVISORS, INC | CHIEF COMPLIANCE OFFICER | GLEN ALLEN, VA |
| 2025-07-17 | Form ADV | TAPP FINANCE, INC. | CHIEF COMPLIANCE OFFICER | — |
| 2023-02-02 | Form 13F | Integrated Advisors Network LLC | Compliance Officer | DALLAS, TX |
| 2015-05-11 | Form 13F | Arrow Investment Advisors, LLC | Chief Compliance Officer | LAUREL, MD |