Stephen Elliott Carroll appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Stephen Elliott Carroll appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-07 | Form ADV | NORTHERN TRUST INVESTMENTS, INCORPORATED | SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER | CHICAGO, IL |