William Gerard Wallin appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. William Gerard Wallin appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-08-25 | Form ADV | ONE RIVER ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| 2026-01-21 | Form ADV | LIGHT ARC CAPITAL MANAGEMENT LLC | SECRETARY AND CHIEF FINANCIAL OFFICER | GREENWICH, CT |