Brian J Yu appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Brian J Yu appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-09 | Form ADV | FIDUCIENT ADVISORS LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | AXIA ADVISORY, LLC | COMPLIANCE | INDIANAPOLIS, IN |
| 2026-01-02 | Form ADV | WEALTHSPIRE RETIREMENT, LLC | CHIEF COMPLIANCE OFFICER - WEALTHSPIRE RETIREMENT | ALISO VIEJO, CA |
| 2026-01-02 | Form ADV | SST BENEFITS CONSULTING & INSURANCE SERVICES, LLC | CHIEF COMPLIANCE OFFICER - WEALTHSPIRE RETIREMENT | ALISO VIEJO, CA |
| 2026-01-02 | Form ADV | FIDUCIARY FIRST, LLC | CHIEF COMPLIANCE OFFICER - WEALTHSPIRE RETIREMENT | MAITLAND, FL |
| — | Form ADV | SELLWOOD INVESTMENT PARTNERS LLC | COMPLIANCE | PORTLAND, OR |