Stephen Garrett Smith appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Stephen Garrett Smith appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-29 | Form ADV | KESTRA INVESTMENT MANAGEMENT, LLC. | CHIEF COMPLIANCE OFFICER | AUSTIN, TX |