Thomas James Ericson appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas James Ericson appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-22 | Form ADV | VESTGEN ADVISORS, LLC | SENIOR COMPLIANCE OFFICER | CHICAGO, IL |
| 2025-03-28 | Form ADV | VESTGEN INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | EGG HARBOR TWP., NJ |