Brian Alan Roth appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Brian Alan Roth appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-10-20 | Form ADV | OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC | CCO-IA | NEW YORK, NY |
| 2026-01-04 | Form ADV | OPPENHEIMER ASSET MANAGEMENT | IA-CCO | NEW YORK, NY |