Nicholas Steven Klein appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Nicholas Steven Klein appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-05 | Form ADV | OXFORD FINANCIAL GROUP, LTD. LLC | CORPORATE DIRECTOR | CARMEL, IN |